Broker Dealer Compliance Officer
Job Description:
• Provide regulatory compliance services to client broker-dealers
• Establish processes for compliance
• Work with Director of Growth and Operations
Requirements:
• Prior experience in compliance
• Active FINRA Series 7 & 24 licenses
Benefits:
• 401(k)
• Dental insurance
• Flexible schedule
• Opportunity for advancement
• Paid time off
• Parental leave
• Training & development
• Vision insurance
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