KYC AML Analyst

Commonwealth Financial Network is a company focused on delivering exceptional service and creating an advisor-focused experience. They are seeking a KYC AML Analyst to conduct investigations and support AML initiatives while ensuring compliance with regulatory requirements.

Responsibilities

• Assisting in CIP Process for new and existing clients
• Performing complex analysis and reporting in accordance with written policies and procedures
• Conducting in depth review of transactional activity, emails, and general notes to comprehend rational for trading and account activity
• Compiling and performing advanced analysis on Customer Due Diligence documentation and research
• Developing timely and accurate OSINT to detect and mitigate risks
• Reporting any negative results in a timely manner to team leaders
• Carrying out other research projects as requested

Skills

• Skilled at customer service and demonstrated ability to manage difficult conversation/complaints
• Excellent interpersonal skills and ability to communicate effectively both verbally and in writing
• Practical experience in business and an understanding of business management
• Ability to handle highly confidential information professionally and with appropriate discretion
• Like to work independently as well as collaboratively within a group setting
• Ability to demonstrate flexibility to work well under pressure
• Demonstrated initiative and creativity in problem solving
• Ability to manage and learn multiple systems
• Proficiency in Microsoft Office (including Word, Excel and PowerPoint)
• Effective organizational skills

Benefits

• Generous bonus and 401(k) programs
• Tuition reimbursement
• Flexible work schedules
• Hybrid work schedule
• Incredible health care benefits

Company Overview